Is the FDA getting ready to crack down on medical device clinical trials?

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Michael Causey, Editor & Publisher, eDataIntegrityReport.com

Michael Causey, Editor & Publisher, eDataIntegrityReport.com

Well, we told you 2010 was going to be a big year for the FDA.

While most of us were enjoying holiday treats or making new year’s resolutions, a leading FDA official said the agency was developing new guidelines designed to establish stricter standards for the data received from tests with human subjects used by medical device makers when they seek approval for a new or altered device.

Dr. Jeffrey Shuren, the acting director of the Center for Devices and Radiological Health, told The New York Times recently that the FDA most likely will soon urge device makers to take steps like using more sharply defined targets to measure the success of clinical trials. The agency may also urge producers to more closely follow patients enrolled in such trials to determine whether the targets are met, Shuren told The Times.

That sound you hear is the new drumbeat saying that the FDA hasn’t been tough enough on medical devices in the past, at least according to JAMA and an article published in the American Journal of Therapeutics which suggest the agency has to get stricter to better protect the public.

AdvaMed, the big medical device trade group, is taking a “wait and see” approach, at least publicly.

Or as Janet Trunzo, AdvaMed’s executive vice president, technology and regulatory affairs, told us recently, “FDA has not released any formal proposals or guidance regarding changes to the premarket approval (PMA) process.  When the agency does so, we look forward to reviewing and commenting on them.  In general, we support efforts to better clarify FDA submission requirements and to ensure patients have timely access to life-saving and life-enhancing medical technology.

Trunzo went on: “It is important to note that the FDA’s approval process for Class III devices is the agency’s most stringent.  On average, the agency spends roughly 1,200 hours reviewing each application, and has the authority to demand additional data and to refer the application to an expert panel for review.  To obtain FDA approval through the PMA process, a manufacturer must submit a detailed application that contains full reports of all investigations of the safety and effectiveness of the device; a full statement of the components, ingredients, properties, and principles of operation of the device; a full description of the methods used in the manufacture and processing of the device; information about performance standards of the device; samples of the device; specimens of the proposed labeling for the device; and any other relevant information.

“Clinical trial data is but one piece of the overall approval process for medical devices, as the FDA requires data to determine biocompatibility, mechanical strength testing, among others, which are not available through clinical trials.  American patients have access to life-saving, life-enhancing technology because the FDA carefully balances the risks and benefits of each new device or advancement in a given technology.”

But Dan Walsh, a senior member of PA Consulting Group’s Life Sciences & Healthcare practice, says there will definitely be tougher standards, and some level of more stringent human clinical trial results.  However, he believes there is room for straightforward 510(k) cleared products that make no substantial claims beyond equivalence to currently marketed products.  Dan specializes in technology strategy and acquisition, medical device product development and improving the effectiveness of commercial launch of new medical technologies.

According to Walsh, another repercussion is that the 510(k) will be more narrowly applied, and there likely will be an extended use of ‘510(k) with clinicals’ submissions because these trials have not required the same statistical power or clinical depth (high in placebo or alternative therapy arms, etc.)

“If all products were required to obtain PMA approval with robust clinical trials, it would likely impede innovation and use of new technologies,” Walsh told us.

“Since the FDA has mandates for both protection of the public health and the oversight of launch of new therapies for unmet or underserved needs, an all or nothing approach is not feasible or practical,” he adds. “If all submissions required clinicals, one could add at least six months and many millions of dollars to the development time and cost for a medical device, all other things being equal.”

Kim Egan a partner with DLA Piper in Washington, D.C. and an expert in this arena who sits on the advisory board of Life Sciences Law & Industry Report, a publication for lawyers, business executives, directors of research and regulatory specialists practicing in health care-related life sciences fields, gave us some interesting observations, too:

  • This development is not overly surprising given the open letter to President Obama that FDA scientists sent last year alleging corruption in the medical device approval process.  The division head stepped down year as well.  FDA is under strong Congressional pressure to reform.
  • This report is based on a review of cardiovascular devices only — we can expect similar reviews of additional therapeutic areas over the coming months.
  • Industry will want to take an active role in the comment period that will follow FDA’s issuance of draft guidance on new requirements.
  • The impact on industry may be limited to products that require full PMA approval.  Devices that rely on 510(k) approval need not submit clinical data, so providing the predicate device is unaffected by FDA’s review, the bulk of new devices on the market should not be affected by the new guidelines.
  • The NY Times article contains an error regarding personal injury lawsuits.  The reason personal injury lawsuits are limited is not because of the Riegel decision — that decision simply upheld existing law that provides federal preemption to medical device manufacturers, particularly on failure to warn claims.  Because Congress has expressly preempted failure to warn claims for medical device manufacturers, such claims cannot proceed on state law theories.  This is unlike the pharmaceutical area, where there is no Congressional preemption of state law.

It’s a fine line between regulations with teeth that protect the public without slowing valuable new medical devices. Just ask John Hanley, an attorney at Steptoe & Johnson in LA. He represents two medical device companies that have been significantly impacted by the highly conservative approach now being taken by the FDA.

“They have both decided to pursue clinical approval outside of the U.S. before continuing to attempt to navigate the very difficult road to approval here in the U.S.,” Hanley said of the two companies who wished to remain anonymous.

“In fact, it is disappointing to note that even where these companies have had multiple years of clinical data from activities outside the U.S., the FDA has not approved their pursuing expedited routes through the FDA approval process,” Hanley adds.  “Unfortunately, the FDA’s recently adopted strict stances have resulted in the American public being denied the benefit of new medical technologies.  Moreover, it is expected that the FDA’s conservatism will eventually lead to less investment in medical device companies domestically and thus, less medical device innovation in the U.S.”

Yes, 2010 is already shaping up to be an interesting year at the FDA.

Don’t touch that dial, we’ll keep you posted as this story moves ahead.

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Comments

9 Responses to “Is the FDA getting ready to crack down on medical device clinical trials?”
  1. I can say that we are experiencing absurd challenges to 510(k) submissions that make straightforward improvements to existing medical technology. Some of our startup clients are facing closure, and we are moving their products to EU only status in full-scramble. I do agree that the FDA was, at a minimum, grossly lax in the past (especially for certain large firms) but what is happening now is crippling.

    We need to throw the 510(k) method out the window and adopt the EU type classification of Class 1/2/3 so that when we have relatively low risk improvements we can get them through Class 2 on a risk based analysis – instead of tying ourselves into knots dumbing down our technology so it fits into the category of some predicate device. Till then, if you are a small company – consider strongly a EU first or EU only approach.

  2. Scott, thanks for the comment. I’ve certainly heard your concerns echoed by some others out there. I wonder, do you think the FDA will take this all into consideration as they mull how strict to be here?

  3. There’s the word on the street, then there’s the official positions we are seeing from AdvaMed and others. At risk of being yet more impolitic, I’m not impressed by AdvaMed’s direction.

    I’ve personally done too much work on various standards and harmonization committees over the years, so I have spent a lot of time in small rooms with all the players, and I think that we (by which I mean all the startups and entrepreneurs) are just going to have to suck it up and adapt. The notion of “Least Burdensome” was so abused that those of us who are trying to do honest work are still getting tarred by the same brush.

    The FDA has to follow the instructions of Congress, but also tacks with the winds of politics in their interpretations. It’s easier to lean on the small players, and the big names have the money and market access already, so this is just going to be another one of those trends that we have to adapt to. I’ve not seen any evidence that the FDA is reaching out to innovators, and aside from AAMI (which is non-political) there aren’t any neutral players anymore.

    We’re stuck with the goofy predicate device method for intermediate risk products in the USA, and there’s no real solution. We had a decade or so of relatively free ride, now the pendulum has swung back. The shame is that the real innovators are the ones least able to deal with the added burdens that are being piled on. So while I am optimistic about the long term, right now I just don’t see how we are going to be able to bring really useful innovations to the market in the USA.

    Personally, I can say that we are getting zero traction when we tell the FDA that we are small and don’t have the ability to go out and spend another million dollars and wait another six or nine months – the investors are all sitting on their hands in this economy. There’s no flexibility at the agency, and no way to fund Yet Another Set of Animal Trials . So the EU and Asian economies will be getting the benefit of American innovation, and the investors there will collect the returns while their health care systems get the technology. Meanwhile, here in the USA, innovators and entrepreneurs in medtech are asking themselves this: “Why am I having to work so hard?”

    Long answer to a short question, sir. But it’s been a brutal week, arguing about clinical risks with the agency, and so this is near to my heart and mind.

  4. Scott, some good food for thought here. I’d like to invite others, especially AdvaMed, to weigh in here. You are describing a difficult situation and I can’t believe that’s what the FDA and others want to foster here, though their policies may be (inadvertently?) causing some of it?

    Michael

  5. I would love to expand the dialog out, and could round up a passel of startup device companies to talk about their experiences. The thing we have in our early-phase world is that there isn’t time or money to participate in AdvaMed or other lobbying/representation groups – so they end up speaking for the larger firms. And that’s easier for them, because there are a lot less mid-size and large medtech than startups…

    But yes, if there’s the possibility of getting some discussion and pushback, I’m all for it. Today, all day, is work to pushback at FDA about their request for “clinical safety and efficiency” for a 510(k) product – they want human proof of the benefit of a device – this is way outside their charter and the scope of the regulations, but if we don’t finesse it, we’ll end up having to PMA. As my daughter says, “Happy Day? Not!”

  6. Interesting, Scott. And we’re not hearing much from FDA’s small company device task force, as Dan Walsh pointed out to me yesterday. I’ll poke around at the FDA myself but has anyone seen evidence that that task force is weighing in much here to speak up for small companies?

  7. Great, thank you. My direct email is scott@med-dev-group.com, we can move dialog to that…

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